Why Disclosure Really Matters Now - The S.E.C. Enforcement Agenda (Video)

Author:Mr Robert Feyer, George E. Greer and Alison J. Radecki
Profession:Orrick
 
FREE EXCERPT

In this webinar, Orrick lawyers discuss S.E.C. enforcement with Public Finance Abuse Unit Chief Leeann Ghazil Gaunt.

Topics Discussed Include:

What Are the Priorities of the Public Finance Abuse Unit? What Sanctions Can the S.E.C. Bring Against Issuers, Underwriters, Their Officers and Officials? Summary of Recent S.E.C. Enforcement Cases - What Patterns Can We Find? Recent Increases in Exposure of and Enforcement Against Public Officials. How Should An Official...

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