'Supersubstantial' Similarity Test Does Not Apply to All Fact-Based Works

Author:Mr Paul Devinsky
Profession:McDermott Will & Emery
 
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In reversing the district court, the U.S. Court of Appeals for the Tenth Circuit held that the "supersubstantial" similarity test was incorrectly applied in the context of protected elements of a fact-based World War II memoir. Jacobsen v. Deseret Book Co., Case No. 01-4027 (10th Cir., April 19, 2002).

Jacobsen wrote a personal memoir entitled Who Refused to Die, recounting his survival of the Bataan Death March and subsequent imprisonment and torture during World War II. Deseret Book was the publisher of a series, Children of the Promise, a fictional work portraying the life of a Mormon family during World War II. The story of one of the family's sons closely follows the experiences related in Who Refused to Die.

The district court, citing the U.S. Supreme Court Feist decision and the Tenth Circuit TransWestern Publishing decision, applied a "supersubstantial similarity" test in view of what it regarded as a "thin" copyright on a fact based work, and granted the defendant's motion to dismiss for failure to state a claim. Jacobsen appealed.

The Tenth Circuit reversed. Although recognizing that a motion to dismiss should be judged based on the legal sufficiency "of the complaint alone," i.e., to state a claim for which relief may be granted, the Tenth Circuit went on to note that "the district court may consider documents referred to in the complaint if the documents are central to the plaintiff's claim and parties do not dispute the document's authenticity. Thus, the Tenth Circuit found it proper for the district court to have considered both works in question in ruling on the motion: "When a district court considers the original work and the allegedly copyrighted work in deciding a 12(b)(6) motion, the legal effect of the works are determined by the works themselves rather than by the allegations in the complaint…." The Court went on to note that after considering the works, the standard for dismissal for failure to state a claim is that it must appear "…beyond doubt [plaintiff] can prove no set of facts in support of his claim that would entitle him to relief."

The Court...

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