Retail Investors, Cybersecurity On The Agenda For SEC Investor Advisory Committee Meeting On Dec. 7

Author:Kramer Levin Naftalis & Frankel LLP
Profession:Kramer Levin Naftalis & Frankel LLP
 
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Cybersecurity and various issues related to retail investors will be discussed at the Dec. 7 meeting of the SEC's Investor Advisory Committee. The committee will hold two panel discussions with outside speakers, including a morning session on retail investor protections and transparency in municipal and corporate bond markets, and an afternoon session on retail investor disclosures and best practices. The committee will also discuss three other topics: cybersecurity risk disclosures, dual-class share structures, and an IAC subcommittee recommendation regarding electronic delivery...

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