The SEC Steps Up Enforcement Efforts: The Enforcement Cooperation Initiative
Mondaq Business Briefing › United States Law Articles in English (2010)
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The SEC Steps Up Enforcement Efforts: The Enforcement Cooperation Initiative
On January 13, 2010, the SEC continued its efforts to put pressure on companies and individuals to come forward with evidence of potential violations of the federal securities laws. The SEC announced its adoption of the Enforcement Cooperation Initiative (the "Initiative"), a formal framework for witness cooperation that is modeled closely on the program used by federal prosecutors in federal criminal cases...
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