SEC Sets Forth Criteria To Determine Whether Enforcement Actions Will Be Brought
Mondaq Business Briefing › United States Law Articles in English (2001)
Linked as:
Extract
SEC Sets Forth Criteria To Determine Whether Enforcement Actions Will Be Brought
Article by Bruce Ericson, Mark R. Hellerer, David Oakland and Walter J. Robinson
In a report that may signal a new approach to securities law enforcement with respect to corporations, the Securities and Exchange Commission (SEC) recently decided not to take action against a company whose books and records were inaccurate and whose financial reports were misstated. The SEC declined action because the compa...See the full content of this document
Sponsored links
