DOL Issues Final Regulation Regarding Prohibited Transaction Exemptions For Investment Advice Arrangements
Mondaq Business Briefing › United States Law Articles in English (2011)
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DOL Issues Final Regulation Regarding Prohibited Transaction Exemptions For Investment Advice Arrangements
The Department of Labor issued a final regulation (the "Regulation") regarding two statutory prohibited transaction exemptions relating to the provision of investment advice to beneficiaries of IRAs and participants in 401(k) plans and other defined contribution plans that prov...
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