Dodd-Frank Exemptions For Foreign Private Fund Advisers
Mondaq Business Briefing › United States Law Articles in English (2011)
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Dodd-Frank Exemptions For Foreign Private Fund Advisers
On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") became law and eliminated the exemption from registration with the Securities and Exchange Commission (the "SEC") under the Investment Advisers Act of 1940 (the "Advisers Act") for private advisers with fewer than 15 clients effective July 21, 2011. Under the Dodd-Frank Act and new rules proposed by the SEC, foreign private advisers who...
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