SEC Adopts Additional Compensation And Corporate Governance Disclosure Requirements For Public Companies And Registered Funds

Mondaq Business BriefingUnited States Law Articles in English (2009)

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SEC Adopts Additional Compensation And Corporate Governance Disclosure Requirements For Public Companies And Registered Funds

Developments Of Note

SEC Adopts Additional Compensation And Corporate Governance Disclosure Requirements For Public Companies And Registered Funds FDIC Issues Advance Notice Of Proposed Rulemaking Regarding Safe Harbor For Bank-Sponsored Securitizations FDIC Approves Final Rule On Risk-Based Capital Guidelines Related To Adoption Of FAS Nos. 166 And 167 Foreign Bank Agrees To $536 Million Fine For OFAC Violations Other Items Of Note

SEC Adopts Amendments To Advisers Act Custody Rule SEC Publishes For Comment Proposed FINRA Rule Changes Covering Marketing Materials For Variable Products Basel Committee Proposes Strengthened Capital And Liquidity Regulations DEVELOPMENTS OF NOTE

SEC Adopts Additional Compensation And Corporate Governance Disclosure Requirements For Public Companies And Registered Funds

The SEC issued the formal release describing rule and form amendments adopted at its open meeting on December 16, 2009 that (a) expand compensation disclosure requirements for operating companies, (b) impose new corporate governance disclosure requirements on operating companies and registered management investment companies ("funds") and (c) modify the manner and timing of disclosure of shareholder voting results for operating companies. This article focu...

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